How to perform a Risk and Controls Matrix for SOX 404, Internal Audit Risk Assessment and Fraud Risk Assessment
OVERVIEW
The 21st century business organization requires active and
engaged risk management activities. Today's risk and compliance process is
rather complex and dynamic; therefore it requires the governance, risk and
compliance professional to possess certain skills in order to effectively
complete their duties and responsibilities. The days of using staid audit
programs are over. Therefore risk and compliance professionals must be able to
evaluate each business process using a risk-based approach and to prepare risk
and compliance documentation for each engagement.
WHY SHOULD YOU ATTEND
Whether you are planning a SOX engagement, or an internal audit,
regulatory compliance requirements, or other separate evaluations, just where
do you start with planning for the engagement? How do you complete the
necessary risk and control documentation that you will need to successfully
complete the engagement? Attend this webinar to learn more.
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| Controls Matrix For SOX 404 |
AREAS COVERED
- What information is needed to prepare the Risk and
Controls Matrix?
- What accompanying documents are required in order to
prepare the Risk and Controls Matrix?
- Process Narrative
- Process Flow Diagram
- What are the elements contained in a Risk and Controls
Matrix?
- What is the process for preparing the Risk and Controls
Matrix?
- What is the final outcome of a completed Risk and
Controls Matrix?
- What happens next after you have completed the Risk and
Controls Matrix?
LEARNING OBJECTIVES
This webinar is created to equip young risk and compliance
professionals with the skills necessary to prepare a Risk and Controls Matrix,
including the following:
- Discover the objectives, components and requirements of
effective internal controls
- Leveraging internal control frameworks to create a risk
and controls matrix
- Developing risk identification and management
strategies to implement now
- Learning how to design internal controls
- Learning how to evaluate the design and operating
effectiveness of internal controls.
WHO WILL BENEFIT
- Beginning Internal Auditors
- Compliance Professionals
- Operational Risk professionals
- Finance Professionals
- Board Members
- Internal Auditors
- External Auditors
- Audit Committee Members
- Operational Risk Managers
- Departmental Managers
For more detail please click on this below link:
Email: support@trainingdoyens.com
Toll Free: +1-888-300-8494
Tel: +1-720-996-1616
Fax: +1-888-909-1882
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